Corporate Actions

FINRA Corporate Action Platform New Launch Date

FINRA Corporate Actions Management Platform New Launch Date FINRA recently announced that its new Corporate Actions Management Platform would go live on November 20th, 2023.  The new FINRA Corporate Action Platform was originally announced earlier this spring, then delayed indefinitely. …

Changes to FINRA Corporate Action Process

Beginning June 5th, 2023, FINRA will be replacing the current corporate action notification, review, and approval process with the new Corporate Actions Management platform.  This new platform will be accessible through the FINRA Gateway.  (