SEC Litigation Releases

Coral Capital Partners provides to the visitors to our website a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Litigation Releases by the Securities Exchange Commission (SEC).

Pastor Indicted for Scheme to Defraud Investors
Posted: June 18, 2018, 8:39 pm
Court Enters Final Judgment Ordering Richard A. Bailey to Pay Disgorgement and Penalties
Posted: June 18, 2018, 6:40 pm
Washington-Based Investment Adviser Settles Charges of Multi-Million Dollar Scheme
Posted: June 15, 2018, 5:09 pm
SEC Charges Canadian Accountant with Insider Trading
Posted: June 12, 2018, 5:00 pm
Court Enters Consent Judgment against Robert M. Morano
Posted: June 11, 2018, 3:45 pm
SEC Obtains Emergency Order Halting Securities Offering Scheme
Posted: June 11, 2018, 3:20 pm
Town Officials in New York Who Hid Financial Troubles from Bond Investors Agree to Lifetime Municipal Security Bars
Posted: June 8, 2018, 4:21 pm
California Attorney Convicted by Massachusetts Jury of Securities Fraud in Scheme to Manipulate Stock of Two Companies
Posted: June 6, 2018, 2:01 pm
SEC Seeks Emergency Relief Against Equipment Leasing Company and its Founder in $80 Million Fraud
Posted: June 6, 2018, 12:49 pm
SEC Charges Investment Adviser and Two Former Managers for Misleading Retail Clients
Posted: June 5, 2018, 8:25 pm
SEC Charges "Whale Whisperer" Musician and His Companies for Defrauding Investors in Fraudulent "Soundwave" Investment Offerings
Posted: June 5, 2018, 1:22 pm
Defendant in SEC Enforcement Action Pleads Guilty to Lying to the SEC
Posted: June 4, 2018, 9:48 pm
Court Enters Judgment Against Former Trading Instructor for Defrauding Private Fund Investors
Posted: June 4, 2018, 1:06 pm
SEC Charges Investment Banker in Insider Trading Scheme
Posted: May 31, 2018, 8:12 pm
SEC Charges Long Island Investment Professional in $8 Million Scam Targeting Long-Standing Brokerage Customers
Posted: May 30, 2018, 9:16 pm
SEC Charges Microcap Executives With Defrauding Retail Investors
Posted: May 25, 2018, 8:32 pm
Former CFO of Investment Adviser To Pay $227,500 Penalty to Settle Fraud Case
Posted: May 25, 2018, 1:57 pm
Court Enters Final Judgment Against Florida Resident Charged with Market Manipulation Scheme
Posted: May 24, 2018, 9:13 pm
SEC Charges Marijuana Company and its CEO With Fraud
Posted: May 22, 2018, 9:17 pm
Security Guard to Company Board Member Settles Insider Trading Charges
Posted: May 18, 2018, 8:32 pm
SEC Charges Brent Borland with Misappropriating Investor Assets
Posted: May 18, 2018, 8:32 pm
SEC Obtains Preliminary Injunction and Continuing Asset Freeze Against Biotech Start-up and CEO
Posted: May 18, 2018, 8:32 pm
SEC Moves Quickly To Shut Down Fake Pre-IPO Share Scam
Posted: May 17, 2018, 8:45 pm