SEC Litigation Releases

Coral Capital Partners provides to the visitors to our website a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Litigation Releases by the Securities Exchange Commission (SEC).

Securities and Exchange Commission v. Seyed Taher Kameli, et al.,
Posted: June 22, 2017, 7:58 pm
SEC Obtains Judgment Against Attorney Who Defrauded Escrow Clients
Posted: June 21, 2017, 7:34 pm
SEC Files Fraud Charges Against Stock Promoters in Market Manipulation Scheme
Posted: June 21, 2017, 5:09 pm
SEC Charges CEO and Attorney With Scheme To Disguise Nature Of Company Financing
Posted: June 20, 2017, 9:17 pm
SEC Obtains Default Judgment Against Foreign Insider Trading Defendant Ordering Him to Pay Approximately $7.3 Million
Posted: June 19, 2017, 9:36 pm
SEC Charges Hemp Oil Company and CEO with Fraud
Posted: June 16, 2017, 8:46 pm
SEC Obtains Judgment Against James R. Trolice And Trolice Pleads Guilty to Federal Criminal Charges
Posted: June 15, 2017, 7:57 pm
Court of Appeals Affirms Summary Judgment and Remedies Orders Against MRI International, Edwin and June Fujinaga, and The Yunju Trust in Ponzi Scheme Case
Posted: June 15, 2017, 7:57 pm
New Jersey Stock Promoter Pleads Guilty to Charges in Market Manipulation Scheme
Posted: June 15, 2017, 4:51 pm
SEC Seeks Order Compelling Production of Documents
Posted: June 12, 2017, 9:41 pm
SEC Charges Chief Executive Officer and Issuer with Using a Rigged Transaction to Improve Financials
Posted: June 8, 2017, 9:54 pm
SEC Charges Owner of Consulting Company in Louisiana With Insider Trading
Posted: June 7, 2017, 5:45 pm
SEC Charges Brokerage Firm With Failing To Comply With Anti-Money Laundering Laws
Posted: June 5, 2017, 9:25 pm
SEC Obtains Final Judgment Against Two Bitcoin Mining Companies
Posted: June 5, 2017, 9:25 pm
Settlement Concluded With Investment Adviser Who Defrauding Advisory Clients in Three Separate Schemes
Posted: June 2, 2017, 7:55 pm
SEC Charges Former CEO of Penny Stock Company Systems America, Inc. with Fraud
Posted: June 1, 2017, 11:50 pm
Federal Court Orders Arrest Warrant for Defendant Charged With Insider Trading and Finds Him in Contempt
Posted: May 31, 2017, 8:42 pm
SEC Obtains Final Judgments Against Connecticut-Based Investment Adviser and CEO for Failure to Disclose Fees to Clients
Posted: May 26, 2017, 7:59 pm
Settlement Concluded With One Defendant in SEC Case Against Former Nomura Traders
Posted: May 26, 2017, 7:59 pm
SEC Obtains Final Judgment Ordering Promoter of Pyramid Scheme to Pay Over $1.8 Million
Posted: May 26, 2017, 10:15 am
Commission Obtains Judgment Against and Imposes Industry Bar on New Jersey Resident for Securities Fraud
Posted: May 25, 2017, 8:34 pm
Ponzi Scheme Operator Sentenced to Prison in Parallel Criminal Case
Posted: May 25, 2017, 5:41 pm
SEC Charges Former Trading Instructor with Defrauding Private Fund Investors
Posted: May 24, 2017, 8:52 pm
SEC Files Charges in Trading Scheme Involving Confidential Government Information
Posted: May 24, 2017, 8:08 pm