SEC Litigation Releases

Coral Capital Partners provides to the visitors to our website a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Litigation Releases by the Securities Exchange Commission (SEC).

SEC Charges Arizona Wind Turbine Company and Individuals with Defrauding Investors
Posted: July 14, 2020, 6:21 pm
SEC Obtains Final Judgment Against Investment Adviser Managers Charged with Misleading Clients
Posted: July 10, 2020, 1:43 pm
SEC Obtains Final Judgments Against Lawyer and Stock Promoters in Pump-And-Dump Case
Posted: July 7, 2020, 6:58 pm
Court Appoints Receiver Requested by SEC in Lawsuit Alleging $100 Million Fraud
Posted: July 7, 2020, 1:48 pm
SEC Settles with Perpetrators of Fraudulent Prime Bank Scheme
Posted: July 6, 2020, 9:20 pm
SEC Settles with Operators of Investment Scheme Targeting the Orthodox Jewish Community in Chicago
Posted: July 6, 2020, 8:57 pm
SEC Obtains Final Judgments Against Florida Participants in Fraudulent Offering Scheme Involving Investments of Cmos
Posted: July 2, 2020, 4:57 pm
SEC Charges New Jersey Man and His Private Company with Fraud
Posted: July 1, 2020, 8:46 pm
SEC Obtains Judgment Ordering Connecticut Investment Adviser and Its Former CEO to Pay Over $2 Million
Posted: July 1, 2020, 1:34 pm
Former CEO of Navistar International Corporation Barred from Serving in Senior Positions in Public Companies
Posted: June 29, 2020, 5:42 pm
Pennsylvania Attorney Settles with SEC in $1.4 Million Dollar Ponzi Scheme
Posted: June 24, 2020, 1:46 pm
Defendant Charged in Fraudulent Ico Ordered to Pay $450,000
Posted: June 23, 2020, 1:49 pm
Final Judgments Entered as to Massachusetts-Based Investment Adviser and Relief Defendants
Posted: June 22, 2020, 8:13 pm
SEC Charges Microcap Fraud Scheme Participants Attempting to Capitalize On the Covid-19 Pandemic
Posted: June 18, 2020, 7:46 pm
SEC Charges Boston Resident with Defrauding Investors in International Real Estate Investment Scheme
Posted: June 18, 2020, 7:46 pm
Insurance Company and Former CFO Charged with Faulty Loss Reserves Disclosures
Posted: June 17, 2020, 10:10 pm
SEC Obtains Final Judgments Against Movie Director, His Partner, and Their Companies
Posted: June 16, 2020, 3:42 pm
SEC Obtains Judgment Against Recipient of Ponzi Scheme Proceeds
Posted: June 15, 2020, 10:23 pm
SEC Settles with Three Defendants in Boiler Room Scheme
Posted: June 11, 2020, 6:55 pm
SEC Obtains Final Monetary Judgment Against Giga Entertainment Media's Former De Facto CEO
Posted: June 11, 2020, 6:55 pm
SEC Reaches Settlements with Traders in Newswire Hacking and Trading Scheme
Posted: June 11, 2020, 12:00 am
SEC Charges California Trader Engaged in Manipulative Trading Scheme Involving Covid-19 Claims
Posted: June 10, 2020, 10:27 pm
SEC Obtains Preliminary Injunction Against Fraudulent Investment Adviser Targeting Senior Citizens
Posted: June 9, 2020, 9:12 pm
SEC Obtains Final Judgment Against Recidivist Investment Adviser, Including Enforcement of an SEC Order
Posted: June 8, 2020, 7:35 pm
SEC Obtains Assets Freeze in Cryptocurrency Mining and Trading Schemes
Posted: June 5, 2020, 6:13 pm