SEC Litigation Releases

Coral Capital Partners provides to the visitors to our website a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Litigation Releases by the Securities Exchange Commission (SEC).

SEC Obtains Final Judgment Against Former Executive Charged with Lying to Auditors
Posted: October 17, 2019, 8:31 pm
SEC Charges Microcap Company and Two Former Chief Executive Officers with Securities Violations
Posted: October 17, 2019, 7:35 pm
Alleged Fraudster Sentenced to 22 Years in Parallel Criminal Case
Posted: October 16, 2019, 3:33 pm
SEC Charges Additional Defendant in Multimillion Dollar Ponzi and Pyramid Scheme
Posted: October 15, 2019, 8:45 pm
SEC Charges Registered Investment Adviser and Broker-Dealer with Defrauding Advisory Clients
Posted: October 15, 2019, 4:36 pm
SEC Charges Man with Fraud, Unregistered Brokerage Activity, and Unregistered Offering
Posted: October 11, 2019, 3:50 pm
SEC Charges Two Individuals with Defrauding Main Street Investors Through the Sale of Binary Options
Posted: October 10, 2019, 6:19 pm
SEC Obtains Sanctions Against Lek Securities and CEO, Including Bar Against CEO
Posted: October 10, 2019, 5:05 pm
SEC Obtains Sanctions Against Investment Adviser
Posted: October 10, 2019, 5:05 pm
Traders in Serial Insider Trading Scheme Agree to Settle SEC Charges
Posted: October 10, 2019, 2:39 pm
SEC Charges Four Individuals in Broker Bribery Scheme
Posted: October 7, 2019, 7:19 pm
SEC Charges CEO and CFO of Digital Entertainment Company with Misleading Investors
Posted: October 4, 2019, 3:20 pm
Defendants Charged in Fraudulent ICO to Pay Nearly $7 Million
Posted: October 2, 2019, 8:54 pm
SEC Obtains Final Judgment Against Investment Banker Charged in Insider Trading Scheme
Posted: October 2, 2019, 12:54 pm
SEC Obtains Partial Summary Judgment Against Investment Adviser and Principal On Undisclosed Compensation Claims
Posted: October 2, 2019, 12:18 pm
SEC Announces Fraud Charges Related to Wisconsin Investment Fund
Posted: September 30, 2019, 9:17 pm
SEC Charges Three Individuals with Deceiving Main Street Investors Through the Sale of Binary Options
Posted: September 30, 2019, 8:56 pm
SEC Charges Internet Marketers with Swindling Main Street Investors Through Phony Infomercials
Posted: September 30, 2019, 8:56 pm
SEC Charges IIIinois Investment Adviser for Stealing His Clients' Money
Posted: September 30, 2019, 6:25 pm
SEC Charges Connecticut Man with Ponzi Scheme Defrauding Retail Investors
Posted: September 30, 2019, 6:25 pm
SEC Obtains $6.8 Million Fraud Judgment Against Purported Cryptocurrency Company Longfin Corp
Posted: September 30, 2019, 5:58 pm
SEC Charges Former Idaho Falls Investment Adviser and Its Former Principals for Fraudulently Overbilling Clients
Posted: September 30, 2019, 5:58 pm
SEC Shuts Down Massive “Cattle-Flipping” Investment Scheme
Posted: September 30, 2019, 5:58 pm
SEC Charges Brooklyn Man and His Entity for Selling Unregistered Shares
Posted: September 30, 2019, 1:11 pm