SEC Litigation Releases

Coral Capital Partners provides to the visitors to our website a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Litigation Releases by the Securities Exchange Commission (SEC).

SEC Charges Additional Defendant in Fraudulent ICO Scheme
Posted: April 20, 2018, 9:38 pm
SEC Charges Virginia Investment Adviser with Fraud
Posted: April 16, 2018, 8:02 pm
SEC Obtains Final Judgment Against Investor Relations Writer Charged with Fraudulent Stock Promotion Scheme
Posted: April 16, 2018, 7:46 pm
SEC Charges CEO in Penny Stock Fraud Scheme
Posted: April 13, 2018, 2:58 pm
SEC Charges Texas Company, Principals in Multimillion Dollar Ponzi Scheme Targeting Seniors
Posted: April 10, 2018, 7:47 pm
SEC Obtains Emergency Freeze of $27 Million in Stock Sales of Purported Cryptocurrency Company Longfin
Posted: April 9, 2018, 8:37 pm
SEC Obtains Final Judgment Against Investment Adviser and His Companies for Defrauding Clients
Posted: April 6, 2018, 10:48 am
SEC Charges New York Man with Insider Trading
Posted: April 5, 2018, 9:26 pm
SEC Obtains Final Judgment Against Former Football Player Charged With Running $10 Million Fraud
Posted: April 5, 2018, 8:42 pm
Defendant in SEC Cases Involving Ticket Resale Investment Schemes Sentenced to More than Six Years' Imprisonment in Parallel Criminal Case
Posted: April 5, 2018, 8:15 pm
SEC Charges Massachusetts Man in Multi-Year Trading Scheme
Posted: April 5, 2018, 8:15 pm
SEC Charges Fintech Company Founder with Fraudulent Scheme to Defraud Investors and Misappropriate Funds
Posted: April 4, 2018, 7:10 pm
SEC Charges Florida Resident with Market Manipulation Scheme
Posted: April 4, 2018, 7:04 pm
SEC Halts Fraudulent Scheme Involving Unregistered ICO
Posted: April 2, 2018, 9:52 pm
SEC Charges Prominent Pastor, Financial Planner in Scheme to Defraud Elderly Investors
Posted: March 30, 2018, 7:57 pm
SEC Obtains Summary Judgment in EDGAR Manipulation Case
Posted: March 28, 2018, 9:46 pm
Pharmaceutical Company and its Former CFO and Controller Agree to Settle to Reporting and Accounting Control Violations
Posted: March 26, 2018, 6:12 pm
On September 29, 2017, the Securities and Exchange Commission charged a New York businessman and his two companies with defrauding investors in a pair of so-called “Initial Coin Offerings” (“ICOs”) purportedly backed by investments in real estate and diamonds
Posted: March 26, 2018, 5:55 pm
SEC Stops Ponzi-Schemer Targeting Retail Investors and Obtains Preliminary Injunction and Asset Freeze
Posted: March 26, 2018, 1:55 pm
Court Orders Former F-Squared CEO to Pay Over $13 Million
Posted: March 22, 2018, 8:08 pm
SEC Charges Operators of Private Real Estate Fund with Scheme to Defraud Retail Investors
Posted: March 22, 2018, 7:34 pm
False EDGAR Filer Sentenced to Two Years in Prison for Fitbit Manipulation Scheme
Posted: March 22, 2018, 5:55 pm
Foundation Selling Chinese Bonds Ordered to Produce Records to the SEC
Posted: March 22, 2018, 4:58 pm