SEC Litigation Releases

Coral Capital Partners provides to the visitors to our website a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Litigation Releases by the Securities Exchange Commission (SEC).

SEC Obtains Penalty and Bars in Consent Judgment Against CEO Charged with Scheme To Disguise Nature of Company Financing
Posted: August 18, 2017, 7:57 pm
SEC Uncovers Wide-Reaching Insider Trading Scheme
Posted: August 16, 2017, 9:37 pm
SEC Obtains Penalties and Bars Against Former Bankrate Executives
Posted: August 16, 2017, 8:23 pm
Video Game Companies and Their Principal Charged With Offering Fraud
Posted: August 16, 2017, 7:29 pm
SEC Charges Operator of $5.7 Million Ponzi Scheme That Claimed to Fund Investments in Cars with Display Advertisements
Posted: August 16, 2017, 5:24 pm
SEC Charges Two Brothers With Conducting an Offering Fraud
Posted: August 16, 2017, 5:24 pm
Beverly Hills Developer Agrees to Settlement for Property Flipping Investment Scheme
Posted: August 11, 2017, 9:35 pm
Court Orders Perpetrator of Oil-and-Gas Fraud to Pay More than $4 Million
Posted: August 11, 2017, 9:13 pm
Court Orders Hedge Fund Manager and Firms to Pay Nearly $13 Million in SEC Case
Posted: August 11, 2017, 9:13 pm
Court Holds Former TV Commentator in Contempt for Violating Judgment in SEC Case
Posted: August 11, 2017, 7:34 pm
SEC Charges Mining Company and its Owners With Engaging in an Offering Fraud Involving a Mexican Silver Mine
Posted: August 11, 2017, 6:41 pm
SEC Charges Four Individuals with Insider Trading in Stock of International Rectifier Corporation
Posted: August 11, 2017, 6:15 pm
Court Orders Financial Adviser to Pay Nearly $2 Million in Case of Defrauding Pro Athletes
Posted: August 10, 2017, 2:18 pm
SEC Announces Settlement with Cooperator in Trading Scheme Involving Confidential Government Information
Posted: August 8, 2017, 9:50 pm
Court Enters Final Judgments Against Investment Banker and Plumber Charged With Insider Trading
Posted: August 8, 2017, 8:34 pm
SEC Charges Former Corporate Officer with Securities Fraud and Falsifying His Company's Books and Records
Posted: August 4, 2017, 5:51 pm
CEO of Oil and Gas Company Caught Using Investor Funds for School Tuition and Entertainment
Posted: August 3, 2017, 6:01 pm
SEC Charges Two Individuals in $17 Million Manipulation Scheme
Posted: August 2, 2017, 3:51 pm
SEC Obtains Final Judgment Against A Colorado Investment Firm and its Manager
Posted: August 1, 2017, 9:45 pm
SEC Files Charges to Stop Fraudulent Misuse of Cancer-Fighting Investments to Fund Restaurant Businesses
Posted: August 1, 2017, 8:55 pm
SEC Charges Eight People with Fraud in Solar Energy Pump-and-Dump
Posted: August 1, 2017, 8:20 pm
Final Judgments Entered Against Biopharmaceutical Company CEO After Jury Verdict
Posted: July 31, 2017, 6:31 pm
Owner of Mining Exploration Companies Claiming Properties Worth $30 Billion Caught Using Investor Funds for Personal Expenses
Posted: July 31, 2017, 10:11 am
Boston-Area Defendant in SEC Insider Trading Case Faces Criminal Charges
Posted: July 28, 2017, 6:38 pm
Founder of Oil-and-Gas Related Business Caught Misappropriating Investor Funds For Himself and Family Members
Posted: July 26, 2017, 7:58 pm