SEC Litigation Releases

Coral Capital Partners provides to the visitors to our website a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Litigation Releases by the Securities Exchange Commission (SEC).

SEC Charges Founder of Purported Blockchain Marketplace for Fraudulent Ico
Posted: January 21, 2020, 8:23 pm
SEC Files Charges Against Scheme to Sell Fictitious Interests in Marijuana Company
Posted: January 21, 2020, 7:31 pm
SEC Charges Operator of Substance Abuse Center with Securities Fraud
Posted: January 17, 2020, 7:19 pm
SEC Charges Construction Management Consulting Company and Former Employees with Accounting Fraud
Posted: January 17, 2020, 4:22 pm
SEC Charges Individual with Acting as an Unregistered Broker
Posted: January 16, 2020, 9:18 pm
SEC Charges Eight Unregistered Brokers for Their Participation in Fraudulent Offerings of Microcap Securities
Posted: January 16, 2020, 8:51 pm
SEC Obtains Emergency Asset Freeze, Charges Businessman with Operating a Ponzi-Like Scheme
Posted: January 15, 2020, 4:37 pm
SEC Obtains Judgments Against Two Attorneys in Fraudulent Scheme to Issue False Legal Opinions
Posted: January 14, 2020, 3:09 pm
SEC Obtains Final Judgments Against Remaining Defendants in Fraudulent Stock Promotion Scheme
Posted: January 14, 2020, 3:09 pm
Court Orders Technology Fund Adviser to Pay More Than $31 Million
Posted: January 13, 2020, 7:49 pm
SEC Obtains Judgment Against Former CEO in Insider Trading Case
Posted: January 13, 2020, 7:42 pm
SEC Charges Six Individuals in International Microcap Fraud Schemes
Posted: January 10, 2020, 8:06 pm
SEC Charges Individual with Orchestrating Offering Fraud
Posted: January 8, 2020, 8:59 pm
SEC Charges Private Investment Firm with Fraudulently Misleading Investors
Posted: January 8, 2020, 6:02 pm
SEC Obtains Fraud Judgment Against Former Investment Adviser
Posted: January 7, 2020, 8:30 pm
SEC Files Charges in Ponzi Scheme Targeting Hispanic Community
Posted: January 7, 2020, 3:15 pm
SEC Charges South Florida Businessman with Facilitating Brother-In-Law's Misappropriation of Millions from Investors
Posted: January 6, 2020, 8:32 pm
Longfin CEO Settles Fraud Action
Posted: January 3, 2020, 8:30 pm
SEC Charges Individual to Thwart Microcap Promotion Scheme
Posted: January 3, 2020, 2:13 pm
SEC Obtains Final Judgments Against Credit Ratings Analyst and Two Friends Charged with Insider Trading
Posted: January 2, 2020, 8:45 pm
SEC Charges Individuals for Assisting Broker-Dealer's Net-Capital Violations
Posted: January 2, 2020, 2:29 pm
SEC Settles Insider Trading Claims Against Trader in Advanced Medical Optics, Inc
Posted: January 2, 2020, 2:29 pm
SEC Settles Binary Options Fraud Charges Against Internet Marketers and Business Partner
Posted: December 30, 2019, 4:42 pm
SEC Obtains Final Judgments in Pay-To-Play Scheme
Posted: December 26, 2019, 5:15 pm
SEC Obtains Final Judgment Against Friend of Corporate Insiders and his Brother Charged with Insider Trading in Advance of Tender Offer
Posted: December 23, 2019, 9:30 pm