SEC Litigation Releases

Coral Capital Partners provides to the visitors to our website a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Litigation Releases by the Securities Exchange Commission (SEC).

SEC Obtains $3 Million Settlement in Insider Trading Action
Posted: December 12, 2019, 7:07 pm
SEC Charges Florida Resident and His Corporate Entity for Fraudulent Securities Offerings
Posted: December 11, 2019, 9:04 pm
SEC Obtains Asset Freeze to Halt Alleged Offering Fraud
Posted: December 11, 2019, 5:58 pm
SEC Obtains Final Judgment Against Former Online Marketing Company Executive
Posted: December 10, 2019, 9:43 pm
Former Congressman and Two Others Settle Insider Trading Charges
Posted: December 10, 2019, 9:43 pm
SEC Obtains Judgments Against Two Attorneys in Fraudulent Scheme to Issue False Legal Opinions
Posted: December 9, 2019, 5:12 pm
SEC Obtains Final Judgments Against a Colorado Stock Promoter and His Associated Companies in Touting and Fraud Case
Posted: December 9, 2019, 4:42 pm
SEC Charges Trucking Executives with Accounting Fraud
Posted: December 9, 2019, 2:42 pm
SEC Charges Iconix Brand Group and Former Top Executives with Accounting Fraud
Posted: December 5, 2019, 8:18 pm
SEC Charges Connecticut Man with Defrauding Retail Investors
Posted: December 5, 2019, 1:55 pm
SEC Charges Hedge Fund Adviser and Top Executives with Fraud
Posted: December 4, 2019, 6:43 pm
SEC Halts Penny Stock Scheme Targeting Seniors
Posted: November 29, 2019, 5:09 pm
SEC Charges Biotech Company and Executives with Accounting Fraud
Posted: November 26, 2019, 9:39 pm
SEC Wins Trial and $1.8 Million Judgment Against Investment Adviser for Defrauding Clients
Posted: November 26, 2019, 9:05 pm
SEC Charges Former Top Executives of Healthcare Advertising Company with $487 Million Fraud
Posted: November 25, 2019, 9:57 pm
SEC Charges Unregistered Broker Who Sold Woodbridge Securities to Retail Investors
Posted: November 25, 2019, 9:57 pm
Alleged Fraudster Sentenced to 2 Years in Parallel Criminal Case
Posted: November 25, 2019, 3:14 pm
SEC Charges Man for Defrauding Elderly Investors
Posted: November 25, 2019, 3:14 pm
SEC Obtains Final Judgment in Stock Manipulation Scheme
Posted: November 21, 2019, 10:37 pm
SEC Obtains Final Judgment Against Former S.A.C. Capital Portfolio Manager
Posted: November 21, 2019, 9:19 pm
SEC Charges Ruless Pierre for Running a Community Based Ponzi Scheme Targeting the Haitian Community
Posted: November 21, 2019, 5:11 pm
SEC Halts Ponzi Scheme Targeting Seniors and Small Business Owners
Posted: November 20, 2019, 3:11 pm
SEC Seeks Order Requiring Colorado Witness to Comply with Subpoena for Testimony
Posted: November 19, 2019, 3:44 pm
Former Football Player Found Guilty of $10 Million Fraud in Second Criminal Trial
Posted: November 15, 2019, 5:15 pm
SEC Charges Former Executive with FCPA Violations
Posted: November 15, 2019, 2:03 pm