News from the SEC
Coral Capital Partners provides to the visitors to our web site a variety of news feeds on topics of interest in the finance and securities industries. This page is dedicated to Press Releases by the Securities Exchange Commission (SEC). Additionally, links to our individual news topics pages are available in the footer table at the bottom of all our pages. Additional information on Coral Capital Partners and the services we provide may be found at the bottom of this page.
SEC Charges U.S.-Based Moog Inc. with FCPA Violations for Subsidiary’s Role in Indian Bribery Scheme
The Securities and Exchange Commission today announced that Moog Inc., a New York-based global manufacturer of motion controls systems for aerospace, defense, industrial and medical markets, agreed
Posted: October 11, 2024, 9:29 am
The Securities and Exchange Commission today charged Chicago-based Cumberland DRW LLC with operating as an unregistered dealer in more than $2 billion of crypto assets offered and sold as securitie
Posted: October 10, 2024, 4:50 pm
The Securities and Exchange Commission today announced a $12 million award to be split among three joint whistleblowers who provided critical information and assistance in an SEC enforcement action
Posted: October 10, 2024, 4:30 pm
The Securities and Exchange Commission today announced charges against Rimar Capital USA, Inc. (Rimar USA), Rimar Capital, LLC (Rimar LLC), Itai Liptz, and Clifford Boro for making false and mislea
Posted: October 10, 2024, 1:32 pm
The Securities and Exchange Commission today announced fraud charges against three companies purporting to be market makers and nine individuals for engaging in schemes to manipulate the markets fo
Posted: October 9, 2024, 6:24 pm
The Securities and Exchange Commission today charged Minerco Inc. (former over-the-counter ticker: MINE), Bobby Shumake Japhia, and Julius Makiri Jenge, for their roles in an alleged pump-and-dump
Posted: October 9, 2024, 5:21 pm
The Securities and Exchange Commission is closely monitoring the impact of Hurricane Milton on investors and capital markets. The SEC also continues to monitor the prior impact of Hurricane Helene.
Posted: October 9, 2024, 1:43 pm
This marks the eighth year of World Investor Week, a global effort promoted by the International Organization of Securities Commissions that brings together regulators on six continents to raise aw
Posted: October 7, 2024, 2:00 pm
The Securities and Exchange Commission today announced that Gurbir S. Grewal, Director of the Division of Enforcement, will depart the agency, effective Oct. 11, 2024. Upon Mr. Grewal’s departure,
Posted: October 2, 2024, 5:06 pm
The Securities and Exchange Commission today announced settled charges against James R. Craigie, a former CEO, Chairman, and board member of Church & Dwight Co. Inc., for violating proxy disclosure
Posted: September 30, 2024, 6:32 pm
The Securities and Exchange Commission today announced charges against registered broker-dealer TD Securities (USA) LLC for manipulating the U.S. Treasury cash securities market through an illicit
Posted: September 30, 2024, 6:15 pm
The Securities and Exchange Commission today charged John LoPinto, Robert Wilkos, and Laren Pisciotti for their roles in a fraudulent scheme involving investments in pre-IPO private companies. The
Posted: September 30, 2024, 5:14 pm
The Securities and Exchange Commission today announced settled charges against registered investment adviser Marathon Asset Management LP for failing to establish, maintain, and enforce written pol
Posted: September 30, 2024, 4:00 pm
The Securities and Exchange Commission today charged Olayinka Oyebola and his Public Company Accounting Oversight Board-registered accounting firm, Olayinka Oyebola & Co. (Chartered Accountants), w
Posted: September 30, 2024, 12:36 pm
The Securities and Exchange Commission is closely monitoring the impact of Hurricane Helene on investors and capital markets.
The SEC divisions and offices that oversee companies, accountants, inv
Posted: September 27, 2024, 8:00 pm
The rule and form amendments approved by the Commission are intended to enhance security and improve filer access and account management.
Posted: September 27, 2024, 7:40 pm
The Securities and Exchange Commission today filed settled charges against Mango DAO and Blockworks Foundation for engaging in the unregistered offer and sale of crypto assets called “MNGO” tokens.
Posted: September 27, 2024, 6:30 pm
The Securities and Exchange Commission today announced charges against U.K. citizen Robert B. Westbrook for hacking into the computer systems of five U.S. public companies to obtain material nonpub
Posted: September 27, 2024, 5:20 pm
The Securities and Exchange Commission today announced that Richard R. Best, the Director of the Division of Examinations, will transition to an advisory role as Senior Advisor to the Director of t
Posted: September 27, 2024, 5:00 pm
The Securities and Exchange Commission today announced Cassava Sciences, Inc., its founder and former CEO, Remi Barbier, and its former Senior Vice President of Neuroscience, Dr. Lindsay Burns, wil
Posted: September 26, 2024, 9:30 pm
About Coral Capital: Founded in 1995, Coral Capital Partners, Inc. is a consulting firm that provides services to investment banks, private equity, public and privately held companies. Our experienced team brings a diverse set of skills that allow us to service a wide variety of needs. Our clients have ranged from international public companies with operations on three (3) continents to smaller privately held domestic companies. The services provided has covered the spectrum of providing support services to other firms to leading and overseeing large multi-year projects. Please visit our Services page for additional information on the services provided by Coral Capital Partners.