News from the SEC

Coral Capital Partners provides to the visitors to our web site a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Press Releases by the Securities Exchange Commission (SEC).  Additionally, links to our individual news topics pages are available in the footer table at the bottom of all our pages. Additional information on Coral Capital Partners and the services we provide may be found at the bottom of this page.

The Securities and Exchange Commission today announced that Adam B. Glazer has been named Senior Advisor to the Director of the Division of Investment Management.

Mr. Glazer started his new positi

Posted: June 17, 2019, 7:13 pm

The Securities and Exchange Commission today charged KPMG LLP with altering past audit work after receiving stolen information about inspections of the firm that would be conducted by the Public Co

Posted: June 17, 2019, 1:50 pm

The Securities and Exchange Commission today announced that Industrial and Commercial Bank of China Financial Services LLC (ICBCFS), a wholly-owned subsidiary of Industrial and Commercial Bank of C

Posted: June 14, 2019, 3:55 pm

The Securities and Exchange Commission today announced that it will host the 38th annual Government-Business Forum on August 14, 2019, in Omaha, Nebraska.  The Forum provides a platform to highligh

Posted: June 12, 2019, 5:30 pm

The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 11 solicitin

Posted: June 10, 2019, 6:35 pm

The Securities and Exchange Commission today announced that David L. Peavler has been named Director of the Fort Worth Regional Office.

Mr. Peavler previously served for nearly 15 years in senior

Posted: June 6, 2019, 8:30 pm

The Securities and Exchange Commission today filed a new fraud action against Longfin Corp. and its CEO for falsifying the company’s revenue and, together with a former Longfin consultant, for frau

Posted: June 5, 2019, 7:50 pm

The Securities and Exchange Commission today voted to adopt a package of rulemakings and interpretations designed to enhance the quality and transparency of retail investors’ relationships with inv

Posted: June 5, 2019, 4:20 pm

The Securities and Exchange Commission today announced that Marshall Gandy has been named Co-National Associate Director of the Investment Adviser/Investment Company examination program in the Offi

Posted: June 4, 2019, 6:30 pm

The Securities and Exchange Commission today sued Kik Interactive Inc. for conducting an illegal $100 million securities offering of digital tokens.  The SEC charges that Kik sold the tokens to U.S

Posted: June 4, 2019, 4:30 pm

The Securities and Exchange Commission today announced that a private fund manager in the mortgage-backed securities space has agreed to pay a $5 million penalty to settle charges stemming from com

Posted: June 4, 2019, 1:55 pm

The Securities and Exchange Commission today announced two new initiatives that will build on its ongoing efforts to protect retail investors. The Teachers’ Initiative and the Military Service Memb

Posted: June 3, 2019, 9:00 pm

The Securities and Exchange Commission today announced an emergency action charging a recent college graduate with orchestrating a Ponzi scheme that targeted college students and young investors. T

Posted: June 3, 2019, 8:15 pm

The Securities and Exchange Commission today announced that Ahmed Abonamah has been named Deputy Director of the agency’s Office of Municipal Securities (OMS).

Mr. Abonamah will oversee many of OM

Posted: June 3, 2019, 5:30 pm

The Securities and Exchange Commission today announced that Kevin A. Zerrusen will serve as Chairman Jay Clayton's Senior Advisor for Cybersecurity Policy. In this role, Mr. Zerrusen will coordinat

Posted: June 3, 2019, 4:35 pm

The Securities and Exchange Commission today announced an award of $3 million to whistleblowers whose tip launched the SEC's investigation and subsequent successful enforcement action involving an

Posted: June 3, 2019, 3:50 pm

The Securities and Exchange Commission today named Sagar Teotia as the SEC's Acting Chief Accountant following the departure of Wesley R. Bricker in June.

Since 2017, Mr. Teotia has served as Depu

Posted: May 30, 2019, 7:00 pm

The Securities and Exchange Commission today announced that Wesley R. Bricker, Chief Accountant, plans to leave the agency after more than six years of distinguished service.

Mr. Bricker was named

Posted: May 30, 2019, 6:59 pm

The Securities and Exchange Commission today announced that Erin E. Schneider has been named Director of the San Francisco Regional Office.

Ms. Schneider joined the SEC staff in 2005 as a staff at

Posted: May 28, 2019, 9:05 pm

The Securities and Exchange Commission today charged investment adviser Stephen Brandon Anderson with defrauding clients by overcharging advisory fees of at least $367,000.

According to the SEC’s

Posted: May 28, 2019, 5:25 pm

About Coral Capital:  Founded in 1995, Coral Capital Partners, Inc. is a consulting firm that provides services to investment banks, private equity, public and privately held companies. Our experienced team brings a diverse set of skills that allow us to service a wide variety of needs. Our clients have ranged from international public companies with operations on three (3) continents to smaller privately held domestic companies. The services provided has covered the spectrum of providing support services to other firms to leading and overseeing large multi-year projects.  Please visit our Services page for additional information on the services provided by Coral Capital Partners.