News from the SEC

Coral Capital Partners provides to the visitors to our web site a variety of news feeds on topics of interest in the finance and securities industries.  This page is dedicated to Press Releases by the Securities Exchange Commission (SEC).  Additionally, links to our individual news topics pages are available in the footer table at the bottom of all our pages. Additional information on Coral Capital Partners and the services we provide may be found at the bottom of this page.

The Securities and Exchange Commission today announced additional fraud charges stemming from an investigation of Centra Tech Inc.’s $32 million initial coin offering. 

In an amended complaint fil

Posted: April 20, 2018, 5:35 pm

The Securities and Exchange Commission announced today that Douglas Scheidt, an Associate Director and the Chief Counsel in the Division of Investment Management, will retire from the SEC at the en

Posted: April 20, 2018, 1:50 pm

The Securities and Exchange Commission today voted to propose a package of rulemakings and interpretations designed to enhance the quality and transparency of investors’ relationships with investme

Posted: April 18, 2018, 9:55 pm

The Securities and Exchange Commission today announced that starting on May 22, 2018, the fee rates applicable to most securities transactions will be set at $13.00 per million dollars.  

Conseque

Posted: April 17, 2018, 6:25 pm

The Securities and Exchange Commission today unveiled a public service announcement (PSA) to encourage investors to check the background of their investment professional by using the free search to

Posted: April 16, 2018, 3:13 pm

The Securities and Exchange Commission today announced its staff will host a roundtable on April 23 that will address the market structure for thinly-traded exchange-listed securities, both equitie

Posted: April 13, 2018, 9:28 pm

The Securities and Exchange Commission today announced a whistleblower award of more than $2.1 million to a former company insider whose information led to multiple successful enforcement actions.

Posted: April 12, 2018, 7:40 pm

On April 6, 2018, the Securities and Exchange Commission charged two Texas companies and their principals in a $2.4 million Ponzi scheme and in a related, $1.4 million offering fraud targeting reti

Posted: April 9, 2018, 5:23 pm

The Securities and Exchange Commission today announced that three investment advisers have settled charges for breaching fiduciary duties to clients and generating millions of dollars of improper f

Posted: April 6, 2018, 3:40 pm

The Securities and Exchange Commission has obtained a court order freezing more than $27 million in trading proceeds from allegedly illegal distributions and sales of restricted shares of Longfin C

Posted: April 6, 2018, 2:31 pm

The Securities and Exchange Commission today released the agenda for the Fixed Income Market Structure Advisory Committee meeting, which will be held on April 9, 2018 beginning at 9:30 a.m. ET. The

Posted: April 5, 2018, 8:45 pm

The Securities and Exchange Commission today charged convicted felon and former NHL team owner Peter H. Pocklington, his medical device company, and others with defrauding investors by hiding Pockl

Posted: April 5, 2018, 7:58 pm

The Securities and Exchange Commission today announced a whistleblower award of more than $2.2 million to a former company insider whose tips helped the agency open an investigation that led to an

Posted: April 5, 2018, 6:55 pm

The Securities and Exchange Commission today announced that Joel R. Levin has been named Director of the Chicago Regional Office.  He will join the agency next month.

Mr. Levin is a veteran federa

Posted: April 5, 2018, 6:00 pm

The Securities and Exchange Commission today announced that Peter Henry has been named Director of the agency’s Office of Equal Employment Opportunity (OEEO).  Mr. Henry joined the SEC as OEEO Depu

Posted: April 4, 2018, 7:30 pm

The Securities and Exchange Commission today issued an Investor Alert warning investors of fraudsters claiming to be SEC employees in an attempt to trick investors into sending money or revealing s

Posted: April 4, 2018, 6:28 pm

As part of National Financial Capability Month, the Securities and Exchange Commission's Office of Investor Education and Advocacy (OIEA) is encouraging investors to go to Investor.gov to learn abo

Posted: April 3, 2018, 6:42 pm

The Securities and Exchange Commission today charged two co-founders of a purported financial services start-up with orchestrating a fraudulent initial coin offering (ICO) that raised more than $32

Posted: April 2, 2018, 9:50 pm

The Securities and Exchange Commission has charged Michael Liberty, the founder of the fintech startup now known as Mozido Inc., with a scheme to trick hundreds of investors into investing in his s

Posted: April 2, 2018, 3:10 pm

The Securities and Exchange Commission yesterday charged the pastor of one of the largest Protestant churches in the country and a self-described financial planner in a scheme to defraud elderly in

Posted: March 30, 2018, 2:26 pm

About Coral Capital:  Founded in 1995, Coral Capital Partners, Inc. is a consulting firm that provides services to investment banks, private equity, public and privately held companies. Our experienced team brings a diverse set of skills that allow us to service a wide variety of needs. Our clients have ranged from international public companies with operations on three (3) continents to smaller privately held domestic companies. The services provided has covered the spectrum of providing support services to other firms to leading and overseeing large multi-year projects.  Please visit our Services page for additional information on the services provided by Coral Capital Partners.