FINRA finally launched its Corporate Actions Management (CAM) platform on November 20th, 2023. While this new platform was originally announced back in the spring of 2023 and delayed several times, we are pleased to see that it has finally gone…
Tag: FINRA
FINRA is the Financial Industry Regulatory Authority, which is a self regulatory organization which is the largest independent regulator for all securities firms operating within the United States. FINRA was formed by a merger of the National Association of Securities Dealers (NASD) regulatory division and the regulatory division of the New York Stock Exchange. FINRA is managed by a Board of Governors. FINRA regulates trading in equities, corporate bonds, securities futures, and options with authority over the activities of more than 5,100 brokerage firms.
FINRA Corporate Action Platform New Launch Date
FINRA Corporate Actions Management Platform New Launch Date FINRA recently announced that its new Corporate Actions Management Platform would go live on November 20th, 2023. The new FINRA Corporate Action Platform was originally announced earlier this spring, then delayed indefinitely. …
FINRA’s New Corporate Action Platform Delayed
We are looking forward to the new corporate action system, as we view this as a significant improvement over the current corporate action process