Tag: Corporate Actions

Changes to FINRA Corporate Action Process

by coralcapital • May 25, 2023 • Comments Off

Beginning June 5th, 2023, FINRA will be replacing the current corporate action notification, review, and approval process with the new Corporate Actions Management platform. This new platform will be accessible through the FINRA Gateway. (https://gateway.finra.org)

Panel Discussion – New Trends in MicroCap Services

by coralcapital • May 24, 2023 • Comments Off

The panel was moderated by Seth Forman from Socialsuite. Also participating in the panel was Becky Popoff of B. Riley Securities, Rudy Singh of Electro Filings, and Joseph Oltmans from OTC Markets Group.

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