SEC Compliance Services

The Principals of Coral Capital Advisors have over 20 years experience in helping companies comply with SEC Reporting Requirements and SEC Compliance.

Our projects have included:

• Quarterly and Annual Reports (10-K and 10-Q)
• Registration Statements (Form 10, S-1, SB-2)
• Form 8-K Disclosure
• Audit Support Services
• Comment Letter Responses
• Interaction with FINRA, DTC, S&P, Transfer Agents, and CUSIP

Case Studies:  The very vast majority of Coral Capital Advisors’ SEC Compliance engagements conclude with very little fanfare or excitement.  However,  some projects are rather unusual and justify documentation as a case study in order to demonstrate their complexity.  Our SEC Reporting Case Study can be viewed on our Case Studies page.

Please feel free to review our Blog Articles on SEC Compliance

• Securities Lawyer’s Deskbook and Informational Sources

Please feel free to contact our offices to see how Coral Capital Advisors may be of assistance to you and your company.