Planet MicroCap Review – Listing vs Settlement
Coral Capital Advisors is very pleased to announce that Erik Nelson, President of Coral Capital Advisors, recently had the following article “We are very pleased to announce that Erik Nelson, President of Coral Capital Advisors, recently had the following article, “Listing vs. Settlements – Knowing the Difference and Understanding the Importance of Each” published in the Winter/Spring 2024 edition of MicroCap Review Magazine. We have reprinted the article below for your review, and a printer friendly copy is available here.
Listing vs. Settlements
Knowing the Difference and Understanding the Importance of Each
Over the course of the last couple of years, more times than I can remember, I have sat in a room watching a company present to investors who, even if they liked the company, could not buy shares in the company, or were not willing to pay physical settlement fees. Take a moment and think about this. The presenting company is sending key executives to meet with potential shareholders in an effort to help develop a liquid market for their shares and improve the company’s valuation in the process; and it just isn’t happening.
I live in Atlanta. Foreign companies whose shares trade here in the United States, will fly one or more of their top executives to Atlanta to make presentations to dozens of investors and investment advisors hoping to get them to buy shares in their company. That is a lot of time and money spent trying to generate awareness and support for their company’s shares. Developing a liquid, and active market for a company’s shares requires a lot of things to go right. The last thing you want is for a minor issue, that is easily correctable, to cause investors who like your company to avoid buying its shares. Yet this is what happens when securities settlement is ignored.
The full version of the article can be found here.
Our news and commentary on US Over the Counter (OTC) listings and DTC Eligibility can be found here.
About MicroCap Review magazine.
MicroCap Review is a digital and print magazine delivering information about the MicroCap stock market. Each issue is focused specifically on highlighting both public and private MicroCap companies, as well as poignant expert authored financial information fulfilling the demand for hard to find information on topics in the MicroCap stock market. Each issue has articles that report trends, disruptive technologies, emerging stock market data, regulatory rule changes or timely hot topics, and includes special features from new technologies to intriguing developments in new and old industries. Stories may focus on start-ups to ramp-ups, from incubators and accelerators to IPOs and reverse mergers. Each issue includes regular columns such as The Compliance Corner, MicroCap Accounting, and the Commodities Corner each written by a well-known industry expert. Issues include stories from a myriad of sectors including oil & gas to life sciences, from nanotechnology to real estate, from manufacturing to gaming all covered within the pages of the MicroCap Review magazine.
About Coral Capital Advisors
Coral Capital Advisors is an independent consulting and advisory firm focused on companies and participants in the lower and middle markets. We partner with our clients to provide cost effective solutions to real world issues and situations. Our experienced team brings a diverse set of skills that allows us to service a wide variety of needs. Our area of services and expertise focuses on bringing services and solutions to our clients that are normally only available to much larger firms. Coral Capital Advisors, LLC. provides services to Investment Banks, Private Equity Funds, investors, and both privately held and publicly traded companies, as well as various stakeholders in those organizations. This has included international public companies with operations on three (3) continents to smaller privately held domestic companies. Our experience in the areas of corporate advisory, due diligence reviews, and regulatory compliance allows for a cost effective and efficient solution to the issues at hand. Please feel free to contact our offices to see how we may be of assistance.