FINRA Launched Corporate Actions Management (CAM) Platform
FINRA finally launched its Corporate Actions Management (CAM) platform on November 20th, 2023. While this new platform was originally announced back in the spring of 2023 and delayed several times, we are pleased to see that it has finally gone live.
With the launch of the new Corporate Actions Management (CAM) platform, the old Electronic Issuer/ADR Company Related Action Notification forms have been discontinued. The new platform is accessible through https://gateway.fina.org
FNRA has published User Guides for OTC companies and ADRs. Copies of which can be accessed below.
For more information, including FAQs, please visit https://www.finra.org/cam-platform
FINRA has published instructions for completion and submission on the new Corporate Action Management (CAM) platform, which can be accessed from the link above. Additionally, FINRA has published a list of frequently asked questions concerning the CAM platform. It has also published contact emails for the submission of questions on topics not covered in the FAQ section. We view these changes as a positive improvement over the prior email system. We are looking forward to additional improvements as time goes on.
About Coral Capital Advisors
Coral Capital Advisors is an independent consulting and advisory firm focused on companies and participants in the lower and middle markets. We partner with our clients to provide cost effective solutions to real world issues and situations. Our experienced team brings a diverse set of skills that allows us to service a wide variety of needs. Our area of services and expertise focuses on bringing services and solutions to our clients that are normally only available to much larger firms. Coral Capital Advisors, LLC. provides services to Investment Banks, Private Equity Funds, investors, and both privately held and publicly traded companies, as well as various stakeholders in those organizations. This has included international public companies with operations on three (3) continents to smaller privately held domestic companies. Our experience in the areas of corporate advisory, due diligence reviews, and regulatory compliance allows for a cost effective and efficient solution to the issues at hand. Please feel free to contact our offices to see how we may be of assistance.