This week we launch a new blog that is dedicated to taking a look at news from the Securities Exchange Commission (SEC) and the Financial Industry Regulatory Agency (FINRA). The principal focus of this blog will be the variety of…
Welcome to DTC Eligibility & 15c2-11 News and Commentary
Welcome to our blog on News and Information concerning DTC Eligibility and 15c2-11 filings
The Lost Art of a Good Business Plan
The value of a well written business plan cannot be over stated. It will benefit both management and investors in the company. The vast majority of the business plans I have reviewed come up critically short in at least two or more of these important areas, and higher number fail to address at least one key area. I think that is important that we take a look at the key sections of the business plan and what should be included.
SEC Obtains Final Judgment in AutoChina Market Manipulation Case
In 2012 we 1st took a look at the SEC enforcement action against AutoChina International for market manipulation. Roughly two (2) years later, the SEC has obtained its first judgments against the company and its principal executive officer in this case.
A Few Thoughts on Looser Pays Bylaws
Coral Capital Partners takes a look at a recent Delaware Court ruling in favor of Looser Pays ByLaws, and provides our thoughts and experience on how they can benefit corporate governance and help protect shareholders.
Coral Capital Announces Relationship with TechPerts, Inc.
Coral Capital Partners is proud to announce its collaborative relationship with TechPerts, a firm focused on providing technology consultants and experts witnesses to law firms and other interested parties. This is a significant expansion of Coral Capital Partners due diligence, acquisition searches, and valuation services.