Depository Trust Clearing Corp., commonly referred to as DTC has quietly implemented a change to the DTC Eligibility Application process. They have implemented a new email requirement on DTC Eligibility applications. This simple change brought about with no official announcement…
Author: coralcapital
Erik Nelson is the co-founder and President of Coral Capital Partners, Inc. an Atlanta based consulting and advisory services firm. Coral Capital Partners was founded in 1995 and has been providing consulting services to both privately held and publicly traded companies since its inception. Mr. Nelson has served as an officer and director of numerous publicly traded companies in various capacities as part of the services provided by Coral Capital Partners to its clients. Mr. Nelson is a graduate of the University of Colorado.
FINRA’s New Corporate Action Platform Delayed
We are looking forward to the new corporate action system, as we view this as a significant improvement over the current corporate action process
Changes to FINRA Corporate Action Process
Beginning June 5th, 2023, FINRA will be replacing the current corporate action notification, review, and approval process with the new Corporate Actions Management platform. This new platform will be accessible through the FINRA Gateway. (https://gateway.finra.org)