SEC Action Regarding False Press Releases I recently came across an older litigation release where the SEC charged a company and its CEO with making false press releases. I wanted to take a closer look at this regulatory action…
Tag Archive for SEC Litigation
Civil litigation initiated by the Securities Exchange Commission (SEC) to enforce the various rules and regulations of the Securities Act of 1933, and the Exchange Act of 1934 as well as other regulations that have been implemented since then. Our blog takes a look at various SEC Litigation Releases and actions that we find of interest.
SEC Obtains Final Judgment in AutoChina Market Manipulation Case
In 2012 we 1st took a look at the SEC enforcement action against AutoChina International for market manipulation. Roughly two (2) years later, the SEC has obtained its first judgments against the company and its principal executive officer in this case.
SEC Charges Firm with Illegal Fund Raising for Penny Stock Companies
Coral Capital Partners takes a look at a recent Securities Exchange Commission enforcement action against Edward Bronson and his firms e-Lionheart Associates and Fairhills Capital in which they charge Mr. Bronson and his firms with illegal fund raising, violations of Rule 504, and Delaware law. We feel that our blog along with the associated the Securities Exchange Commission (SEC) Litigation Release and Complaint filed in Federal Court will provide interesting reading.