SEC Action Regarding False Press Releases I recently came across an older litigation release where the SEC charged a company and its CEO with making false press releases. I wanted to take a closer look at this regulatory action…
Tag Archive for Due diligence
Due diligence is a term used to describe the examination and investigation of a corporation’s books, records, management and other relevant areas in order to properly evaluate the business or investment opportunity. The process of conducting due diligence can require highly specialized skills and experience. The Financial Industry Regulatory Authority (FINRA) now requires that all broker/dealers that participate in private placements under Regulation D conduct a proper level of due diligence in accordance with FINRA Regulatory Notice 10-22
Toxic Financing Explained
Toxic Financing Explained We have reviewed countless financing proposal and documents on behalf of our clients over the years. It seems lately that we have had a surge in calls recently asking us to review documents that were for toxic…
Coral Capital Announces Relationship with TechPerts, Inc.
Coral Capital Partners is proud to announce its collaborative relationship with TechPerts, a firm focused on providing technology consultants and experts witnesses to law firms and other interested parties. This is a significant expansion of Coral Capital Partners due diligence, acquisition searches, and valuation services.