Tag: DTC

Listing vs. Settlement – Original

We are very pleased to announce that Erik Nelson, President of Coral Capital Advisors, recently had the following article, “Listing vs. Settlements – Knowing the Difference and Understanding the Importance of Each” published in the Winter/Spring 2024 edition of Micro-Cap…

DTC’s New Email Requirement on a DTC Eligibility Application

Depository Trust Clearing Corp., commonly referred to as DTC has quietly implemented a change to the DTC Eligibility Application process.  They have implemented a new email requirement on DTC Eligibility applications.  This simple change brought about with no official announcement…

DTC Physical Securities Processing Update

DTC Physical Securities Processing Update Here is where we are at with DTC Physical Securities Processing. DTC has been changing its position on physical securities processing faster than we were able to post updates.  On April 8th, 2020 DTC announced…