Coral Capital – Due Diligence Services
Coral Capital Advisors has been providing due diligence services to private equity groups, investment banks, and other clients since 2001. Since then we have performed due diligence evaluation services on over 100 companies in a wide variety of industries that were under consideration for acquisitions, crowd funding, mergers, private placement, or investment by our clients. Our due diligence services are performed in accordance with the regulatory requirements specified in FINRA Regulatory Notice 10-22. For additional information on Coral Capital Partners’ specific FINRA 10-22 Due Diligence Services please visit our page on FINRA 10-22 Due Diligence Services.
Our due diligence services and reports are useful for the following groups:
- Broker/Dealers
- Crowd Funding Sites
- Research Analyst
- Investment Bankers
- Institutional Investors (Private Equity, Hedge Funds, and PIPE Funds)
- Auditors
- Angel Investors
- Board of Directors
The benefits of a comprehensive due diligence report include:
- Investor and Client Protection
- Fraud Prevention
- Risk Management
- Better Understanding of the Subject Company
- Examination of Management
- Regulatory Requirements
- Lawsuit and Legal Liability Protection
- Reputation Management
The majority of our due diligence reviews are successfully completed without incident. However, Coral Capital Advisors has uncovered or investigated fraudulent activities numerous times since 2001. Our efforts at successfully uncovering these fraudulent activities saved our clients from either investing in or raising funds for a fraudulent enterprise. In one instance our client was able to recover a substantial sum following a successful damages complaint. In nearly every instance, our efforts resulted in the halting of the fraudulent activities at the companies where we uncovered incidences of fraud.
Please feel free to review our Blog articles on Due Diligence and FINRA Regulatory Notice 10-22
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The SEC Approves FINRA Rule 5123 – Filing Requirements for Private Placement Memorandums
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SEC Action Against Rogue Stock Transfer Agent
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A Look at the Penalties for Broker/Dealer Failure to Obtain Due Diligence Under FINRA 10-22
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Micro-Cap Review Article – Performing Due Diligence on a Micro-Cap Oil & Gas Company
Please feel free to contact our offices to see how Coral Capital Advisors may be of assistance to you and your company.