DTC Suspends Physical Certificate Processing Due to COVID 19 A quick note to everyone concerning physical certificate processing by DTC. We received the following notice from DTC after the market closed on Friday March 20th, 2019. DTC is suspending physical…
Category: OTC Market
Questions in Request for Comments on Changes to Rule 15c2-11
Questions in Request for Comments on Changes to Rule 15c2-11 A couple of weeks ago, we published an article announcing the Securities and Exchange Commission (SEC) had officially published proposed changes to Rule 15c2-11. Officially tiled “Publication or Submission of…
Initial Statement on Proposed Changes to Rule 15c2-11
Coral’s Initial Statement on Proposed Changes to Rule 15c2-11 A couple of weeks ago, we published an article announcing the Securities and Exchange Commission (SEC) had officially published proposed changes changes to Rule 15c2-11. Officially tiled “Publication or Submission of…