Category: DTC Eligibility

DTC Suspends Physical Certificate Processing Due to COVID 19

by coralcapital • March 22, 2020 • Comments Off

DTC Suspends Physical Certificate Processing Due to COVID 19 A quick note to everyone concerning physical certificate processing by DTC. We received the following notice from DTC after the market closed on Friday March 20th, 2019. DTC is suspending physical…

New Case Study: Resolving a NASDAQ Trading Halt Due to Lack of DTC Eligibility

by coralcapital • July 13, 2019 • Comments Off

A case study looking at a trading halt due to a lack of DTC Eligibility, and the steps taken to correct the situation

Resolving a NASDAQ Trading Halt Due to a Lack of DTC Eligibility

by coralcapital • July 13, 2019 • Comments Off

Resolving a NASDAQ Trading Halt Due to a Lack of DTC Eligibility It is a common misperception that if a company applies for an exchange listing that it is automatically DTC Eligible upon approval for trading the exchange. This is…

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