DTC to Resume Physical Certificate Processing DTC announced late Wednesday March 26th, that it was set to resume physical certificate processing on Monday March 30th. On Friday March 20th, DTC announced it was suspending physical certificate processing due to the…
Author: Erik Nelson
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DTC Suspends Physical Certificate Processing Due to COVID 19
DTC Suspends Physical Certificate Processing Due to COVID 19 A quick note to everyone concerning physical certificate processing by DTC. We received the following notice from DTC after the market closed on Friday March 20th, 2019. DTC is suspending physical…
Questions in Request for Comments on Changes to Rule 15c2-11
Questions in Request for Comments on Changes to Rule 15c2-11 A couple of weeks ago, we published an article announcing the Securities and Exchange Commission (SEC) had officially published proposed changes to Rule 15c2-11. Officially tiled “Publication or Submission of…