SEC Effective Notices

Latest Filings - Sat, 16 Nov 2019 17:32:39 EST

EFFECT - PRUDENTIAL INVESTMENT PORTFOLIOS 5 (0001090155) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - ShockWave Medical, Inc. (0001642545) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - INVIVO THERAPEUTICS HOLDINGS CORP. (0001292519) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - TAKEDA PHARMACEUTICAL CO LTD (0001395064) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - Piedmont Lithium Ltd (0001728205) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - FARMERS NATIONAL BANC CORP /OH/ (0000709337) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - YIELD10 BIOSCIENCE, INC. (0001121702) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - Tonix Pharmaceuticals Holding Corp. (0001430306) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - Kodiak Sciences Inc. (0001468748) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - Nine Energy Service, Inc. (0001532286) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - Mutual of America Variable Insurance Portfolios, Inc. (0001776030) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - Voiceinterop, Inc. (0001750506) (Filer)
Posted: November 15, 2019, 5:15 am
EFFECT - Trovagene, Inc. (0001213037) (Filer)
Posted: November 14, 2019, 5:15 am
EFFECT - SOUTHERN POWER CO (0001160661) (Filer)
Posted: November 14, 2019, 5:15 am
EFFECT - APPLIED DNA SCIENCES INC (0000744452) (Filer)
Posted: November 14, 2019, 5:15 am
EFFECT - Diffusion Pharmaceuticals Inc. (0001053691) (Filer)
Posted: November 14, 2019, 5:15 am
EFFECT - Ready Capital Corp (0001527590) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - Resonant Inc (0001579910) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - Tilray, Inc. (0001731348) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - FT 8357 (0001785772) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - FT 8356 (0001785775) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - Invesco DB Multi-Sector Commodity Trust (0001367306) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - Invesco DB Energy Fund (0001383062) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - Bionik Laboratories Corp. (0001508381) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - BT Brands, Inc. (0001718224) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - Gofba, Inc. (0001735092) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - Pivotal Acquisition Corp (0001752474) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - FFBW, Inc. /MD/ (0001787384) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - Bogota Financial Corp. (0001787414) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - REAVES UTILITY INCOME FUND (0001263994) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - UPAY (0001677897) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - YayYo, Inc. (0001691077) (Filer)
Posted: November 13, 2019, 5:15 am
EFFECT - FIRST MIDWEST BANCORP INC (0000702325) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - Rise Gold Corp. (0001424864) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - ASLAN Pharmaceuticals Ltd (0001722926) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - American Funds International Vantage Fund (0001785336) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - American Funds Global Insight Fund (0001785347) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - Capital Group U.S. Equity Fund (0001785360) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - Black Stone Minerals, L.P. (0001621434) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - TRXADE GROUP, INC. (0001382574) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA (0000072499) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - Gritstone Oncology, Inc. (0001656634) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - WEATHERFORD INTERNATIONAL LTD (0001170565) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - Apollo Endosurgery, Inc. (0001251769) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - Transportation & Logistics Systems, Inc. (0001463208) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - Weatherford International plc (0001603923) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - WEATHERFORD INTERNATIONAL LLC /NEW/ (0000032908) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - 89bio, Inc. (0001785173) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - Cincinnati Bancorp, Inc. (0001787005) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - Purple Innovation, Inc. (0001643953) (Filer)
Posted: November 12, 2019, 5:15 am
EFFECT - LANDWIRTSCHAFTLICHE RENTENBANK (0001144797) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - OneSpan Inc. (0001044777) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - TELA Bio, Inc. (0001561921) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - Global Ship Lease, Inc. (0001430725) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - ECMOHO Ltd (0001763197) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - 36Kr Holdings Inc. (0001779476) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - Stable Road Acquisition Corp. (0001781162) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - 36Kr Holdings Inc./ADR (0001787235) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - WESTWATER RESOURCES, INC. (0000839470) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - Juniper Industrial Holdings, Inc. (0001787791) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - ECMOHO Ltd (0001763197) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - Zymeworks Inc. (0001403752) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - DELCATH SYSTEMS, INC. (0000872912) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - Stabilis Energy, Inc. (0001043186) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - STONEMOR PARTNERS LP (0001286131) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - Accelerated Pharma, Inc. (0001630970) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1562 (0001680433) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - NEXTIER OILFIELD SOLUTIONS INC. (0001688476) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - CNS Pharmaceuticals, Inc. (0001729427) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - Red Cedar Fund Trust (0001783305) (Filer)
Posted: November 8, 2019, 5:15 am
EFFECT - MERCER INTERNATIONAL INC. (0001333274) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Ocean Power Technologies, Inc. (0001378140) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Investors Bancorp, Inc. (0001594012) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - COLLEGIUM PHARMACEUTICAL, INC (0001267565) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - YETI Holdings, Inc. (0001670592) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Galera Therapeutics, Inc. (0001563577) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Gemphire Therapeutics Inc. (0001638287) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Centogene B.V. (0001757097) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Akerna Corp. (0001755953) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - LGL Systems Acquisition Corp. (0001777946) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Principal National Life Insurance Co Variable Life Separate Account (0001526622) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Silvergate Capital Corp (0001312109) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - PIMCO Dynamic Income Fund (0001510599) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Corindus Vascular Robotics, Inc. (0001528557) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Corindus Vascular Robotics, Inc. (0001528557) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - BUCKEYE PARTNERS, L.P. (0000805022) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - BUCKEYE PARTNERS, L.P. (0000805022) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Corindus Vascular Robotics, Inc. (0001528557) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Corindus Vascular Robotics, Inc. (0001528557) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Corindus Vascular Robotics, Inc. (0001528557) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - BUCKEYE PARTNERS, L.P. (0000805022) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - BUCKEYE PARTNERS, L.P. (0000805022) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - BUCKEYE PARTNERS, L.P. (0000805022) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - BUCKEYE PARTNERS, L.P. (0000805022) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - GUINNESS ATKINSON FUNDS (0000919160) (Filer)
Posted: November 7, 2019, 5:15 am
EFFECT - Trilogy Metals Inc. (0001543418) (Filer)
Posted: November 6, 2019, 5:15 am
EFFECT - NovaBay Pharmaceuticals, Inc. (0001389545) (Filer)
Posted: November 6, 2019, 5:15 am
EFFECT - ORRSTOWN FINANCIAL SERVICES INC (0000826154) (Filer)
Posted: November 6, 2019, 5:15 am
EFFECT - Ocugen, Inc. (0001372299) (Filer)
Posted: November 6, 2019, 5:15 am
EFFECT - ESSA Pharma Inc. (0001633932) (Filer)
Posted: November 6, 2019, 5:15 am