SEC Effective Notices

Latest Filings - Sat, 21 Sep 2019 16:22:57 EDT

EFFECT - Verb Technology Company, Inc. (0001566610) (Filer)
Posted: September 20, 2019, 4:15 am
EFFECT - FT 8268 (0001782153) (Filer)
Posted: September 20, 2019, 4:15 am
EFFECT - STREAMLINE HEALTH SOLUTIONS INC. (0001008586) (Filer)
Posted: September 20, 2019, 4:15 am
EFFECT - JMP GROUP LLC (0001302350) (Filer)
Posted: September 20, 2019, 4:15 am
EFFECT - InspireMD, Inc. (0001433607) (Filer)
Posted: September 20, 2019, 4:15 am
EFFECT - NextDecade Corp. (0001612720) (Filer)
Posted: September 20, 2019, 4:15 am
EFFECT - China Internet Nationwide Financial Services, Inc. (0001687542) (Filer)
Posted: September 20, 2019, 4:15 am
EFFECT - RTW Retailwinds, Inc. (0001211351) (Filer)
Posted: September 20, 2019, 4:15 am
EFFECT - US Ecology Parent, Inc. (0001783400) (Filer)
Posted: September 20, 2019, 4:15 am
EFFECT - EXAGEN INC. (0001274737) (Filer)
Posted: September 19, 2019, 4:15 am
EFFECT - Iconic Brands, Inc. (0001350073) (Filer)
Posted: September 19, 2019, 4:15 am
EFFECT - BlackRock TCP Capital Corp. (0001370755) (Filer)
Posted: September 19, 2019, 4:15 am
EFFECT - Datadog, Inc. (0001561550) (Filer)
Posted: September 19, 2019, 4:15 am
EFFECT - Ping Identity Holding Corp. (0001679826) (Filer)
Posted: September 19, 2019, 4:15 am
EFFECT - BIO KEY INTERNATIONAL INC (0001019034) (Filer)
Posted: September 19, 2019, 4:15 am
EFFECT - PROVIDENCE SERVICE CORP (0001220754) (Filer)
Posted: September 19, 2019, 4:15 am
EFFECT - Rezolute, Inc. (0001509261) (Filer)
Posted: September 19, 2019, 4:15 am
EFFECT - Alaia Market Linked Trust (0001652446) (Filer)
Posted: September 19, 2019, 4:15 am
EFFECT - PROSPERITY BANCSHARES INC (0001068851) (Filer)
Posted: September 18, 2019, 4:15 am
EFFECT - Aquestive Therapeutics, Inc. (0001398733) (Filer)
Posted: September 18, 2019, 4:15 am
EFFECT - SIMMONS FIRST NATIONAL CORP (0000090498) (Filer)
Posted: September 18, 2019, 4:15 am
EFFECT - IGM Biosciences, Inc. (0001496323) (Filer)
Posted: September 18, 2019, 4:15 am
EFFECT - FT 8267 (0001782152) (Filer)
Posted: September 18, 2019, 4:15 am
EFFECT - EPHS HOLDINGS, INC. (0001731911) (Filer)
Posted: September 18, 2019, 4:15 am
EFFECT - Envista Holdings Corp (0001757073) (Filer)
Posted: September 18, 2019, 4:15 am
EFFECT - Blink Charging Co. (0001429764) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - MCTC Holdings, Inc. (0001413488) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - Opera Ltd (0001737450) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - Myriad International Holdings N.V./ADR (0001778970) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - Investment Managers Series Trust II (0001587982) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - PROSPECT CAPITAL CORP (0001287032) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - Investment Managers Series Trust II (0001587982) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - Managed Portfolio Series (0001511699) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - Apex Technology Acquisition Corp (0001777921) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - INVO Bioscience, Inc. (0001417926) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - Clovis Oncology, Inc. (0001466301) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - World Gold Trust (0001618181) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - Funko, Inc. (0001704711) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - Nuveen Municipal Credit Opportunities Fund (0001774342) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - ATRM Holdings, Inc. (0000908598) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - MCTC Holdings, Inc. (0001413488) (Filer)
Posted: September 17, 2019, 4:15 am
EFFECT - ENDRA Life Sciences Inc. (0001681682) (Filer)
Posted: September 16, 2019, 4:15 am
EFFECT - BIODELIVERY SCIENCES INTERNATIONAL INC (0001103021) (Filer)
Posted: September 16, 2019, 4:15 am
EFFECT - Goodrich Petroleum CO LLC (0001312233) (Filer)
Posted: September 16, 2019, 4:15 am
EFFECT - SYNLOGIC, INC. (0001527599) (Filer)
Posted: September 16, 2019, 4:15 am
EFFECT - GOODRICH PETROLEUM CORP (0000943861) (Filer)
Posted: September 16, 2019, 4:15 am
EFFECT - National Energy Services Reunited Corp. (0001698514) (Filer)
Posted: September 16, 2019, 4:15 am
EFFECT - GREAT-WEST FUNDS INC (0000356476) (Filer)
Posted: September 16, 2019, 4:15 am
EFFECT - FIRST BANCSHARES INC /MS/ (0000947559) (Filer)
Posted: September 16, 2019, 4:15 am
EFFECT - Hoth Therapeutics, Inc. (0001711786) (Filer)
Posted: September 16, 2019, 4:15 am
EFFECT - DIGITAL ALLY INC (0001342958) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - NovaBay Pharmaceuticals, Inc. (0001389545) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Phillips Edison & Company, Inc. (0001476204) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - HERITAGE COMMERCE CORP (0001053352) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Resonant Inc (0001579910) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Edesa Biotech, Inc. (0001540159) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Ardmore Shipping Corp (0001577437) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - ALERUS FINANCIAL CORP (0000903419) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Cloudflare, Inc. (0001477333) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Intra-Cellular Therapies, Inc. (0001567514) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - River Financial Corp (0001641601) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Intellia Therapeutics, Inc. (0001652130) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Satsuma Pharmaceuticals, Inc. (0001692830) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - SpringWorks Therapeutics, Inc. (0001773427) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Experience Investment Corp. (0001779128) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - A3 Alternative Credit Fund (0001777529) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Northwestern Mutual Variable Life Account II (0001359314) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - Northwestern Mutual Variable Life Account II (0001359314) (Filer)
Posted: September 13, 2019, 4:15 am
EFFECT - T. Rowe Price International Funds, Inc. (0000313212) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - Tonix Pharmaceuticals Holding Corp. (0001430306) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - Beyond Air, Inc. (0001641631) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - SmileDirectClub, Inc. (0001775625) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - 10x Genomics, Inc. (0001770787) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - Coda Octopus Group, Inc. (0001334325) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - Novan, Inc. (0001467154) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - TOP SHIPS INC. (0001296484) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - SoCal Harvest, Inc. (0001729751) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - T. Rowe Price U.S. Equity Research Fund, Inc. (0000931151) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - BIOLARGO, INC. (0000880242) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - PARKERVISION INC (0000914139) (Filer)
Posted: September 12, 2019, 4:15 am
EFFECT - NANOMETRICS INC (0000704532) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - Liquidia Technologies Inc (0001330436) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - Syndax Pharmaceuticals Inc (0001395937) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - STWC. Holdings, Inc. (0001400683) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - FT 8261 (0001782146) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - Trovagene, Inc. (0001213037) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - Adaptimmune Therapeutics PLC (0001621227) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - Invesco Unit Trusts Series 1995 (0001767167) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - New Providence Acquisition Corp. (0001780312) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT R (0001051932) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - Guggenheim Credit Allocation Fund (0001551949) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - Restoration Robotics, Inc. (0001409269) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - Slack Technologies, Inc. (0001764925) (Filer)
Posted: September 11, 2019, 4:15 am
EFFECT - UNITED TECHNOLOGIES CORP /DE/ (0000101829) (Filer)
Posted: September 10, 2019, 4:15 am
EFFECT - Valeritas Holdings Inc. (0001619250) (Filer)
Posted: September 10, 2019, 4:15 am
EFFECT - GUGGENHEIM DEFINED PORTFOLIOS, SERIES 1933 (0001779049) (Filer)
Posted: September 10, 2019, 4:15 am
EFFECT - Empire State Realty Trust, Inc. (0001541401) (Filer)
Posted: September 10, 2019, 4:15 am
EFFECT - AEP Texas Inc. (0001721781) (Filer)
Posted: September 10, 2019, 4:15 am
EFFECT - AEP Texas Restoration Funding LLC (0001775098) (Filer)
Posted: September 10, 2019, 4:15 am
EFFECT - Summit Wireless Technologies, Inc. (0001682149) (Filer)
Posted: September 9, 2019, 4:15 am