SEC Effective Notices

Latest Filings - Sat, 04 Apr 2020 10:31:49 EDT

EFFECT - Sonnet BioTherapeutics Holdings, Inc. (0001106838) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - YIELD10 BIOSCIENCE, INC. (0001121702) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - NANOVIRICIDES, INC. (0001379006) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - Inmune Bio, Inc. (0001711754) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - BioNTech SE (0001776985) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - COLONY BANKCORP INC (0000711669) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - Western Asset Mortgage Opportunity Fund Inc. (0001478102) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - Zentalis Pharmaceuticals, LLC (0001725160) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - DIAMOND OFFSHORE DRILLING, INC. (0000949039) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - Valeritas Holdings Inc. (0001619250) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - Valeritas Holdings Inc. (0001619250) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - Valeritas Holdings Inc. (0001619250) (Filer)
Posted: April 3, 2020, 4:15 am
EFFECT - Bionano Genomics, Inc (0001411690) (Filer)
Posted: April 2, 2020, 4:15 am
EFFECT - OVERSTOCK.COM, INC (0001130713) (Filer)
Posted: April 2, 2020, 4:15 am
EFFECT - GLADSTONE LAND Corp (0001495240) (Filer)
Posted: April 2, 2020, 4:15 am
EFFECT - ADDVANTAGE TECHNOLOGIES GROUP INC (0000874292) (Filer)
Posted: April 2, 2020, 4:15 am
EFFECT - Conatus Pharmaceuticals Inc. (0001383701) (Filer)
Posted: April 2, 2020, 4:15 am
EFFECT - Vivint Smart Home, Inc. (0001713952) (Filer)
Posted: April 2, 2020, 4:15 am
EFFECT - Stabilis Energy, Inc. (0001043186) (Filer)
Posted: April 2, 2020, 4:15 am
EFFECT - AquaVenture Holdings Ltd (0001422841) (Filer)
Posted: April 2, 2020, 4:15 am
EFFECT - Seanergy Maritime Holdings Corp. (0001448397) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - Seneca Biopharma, Inc. (0001357459) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - China Liberal Education Holdings Ltd (0001775085) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - BioPharmX Corp (0001504167) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - CapStar Financial Holdings, Inc. (0001676479) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - L3HARRIS TECHNOLOGIES, INC. /DE/ (0000202058) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - Akazoo S.A. (0001767043) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - INOVIO PHARMACEUTICALS, INC. (0001055726) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - Carrier Global Corp (0001783180) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - PRINCIPAL LIFE INSURANCE CO VARIABLE LIFE SEP ACCOUNT (0000812797) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - Therapix Biosciences Ltd. (0001611746) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - Industrial Technical Holdings Corp (0001786989) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - WiMi Hologram Cloud Inc. (0001770088) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - WiMi Hologram Cloud Inc. (0001770088) (Filer)
Posted: April 1, 2020, 4:15 am
EFFECT - COLLEGIUM PHARMACEUTICAL, INC (0001267565) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - CNL Strategic Capital, LLC (0001684682) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - E-Home Household Service Holdings Ltd (0001769768) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - GULFSLOPE ENERGY, INC. (0001341726) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - HiTek Global Inc. (0001742341) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - FT 8587 (0001796418) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - ProShares Trust II (0001415311) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - ProShares Trust II (0001415311) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - SIMPLICITY ESPORTS & GAMING Co (0001708410) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - WeTrade Group Inc. (0001784970) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2001 (0001791193) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - AETHLON MEDICAL INC (0000882291) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - FT 8588 (0001796419) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - IDEANOMICS, INC. (0000837852) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - MARRONE BIO INNOVATIONS INC (0001441693) (Filer)
Posted: March 31, 2020, 4:15 am
EFFECT - AK STEEL CORP (0000918192) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Silver Bay Power Co (0001729117) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - APX Group Holdings, Inc. (0001584423) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - AK TUBE LLC (0001489721) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - IPR LLC (0001628051) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Smart Home Pros, Inc. (0001584448) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Farmington IP LLC (0001628070) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Vivint Group, Inc. (0001628054) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Northshore Mining Co (0001729119) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Cleveland-Cliffs Iron Co (0001729019) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Lake Superior & Ishpeming Railroad Co (0001729132) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - IronUnits LLC (0001785182) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - AH Management, Inc. (0001805940) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - CLEVELAND-CLIFFS INC. (0000764065) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - SNA Carbon, LLC (0001806010) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Mountain State Carbon, LLC (0001699659) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Tilden Mining Co L.C. (0001729114) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Vivint Louisiana LLC (0001628055) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - United Taconite LLC (0001729113) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Space Monkey, LLC (0001628052) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Cliffs UTAC Holding LLC (0001729044) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - AK STEEL PROPERTIES, INC. (0001618312) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Cliffs TIOP II, LLC (0001729043) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - 313 Aviation, LLC (0001584443) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Cliffs TIOP Holding, LLC (0001729035) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - APX Group, Inc. (0001537491) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Cliffs TIOP, Inc. (0001729033) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - AKS INVESTMENTS, INC. (0001489719) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Cliffs Minnesota Mining Co (0001729031) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - AK STEEL HOLDING CORP (0000918160) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Cliffs Mining Co (0001729025) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - PPHC Holdings, LLC (0001806008) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - ORTHOPEDIATRICS CORP (0001425450) (Filer)
Posted: March 30, 2020, 4:15 am
EFFECT - Danaos Corp (0001369241) (Filer)
Posted: March 27, 2020, 4:15 am
EFFECT - DarioHealth Corp. (0001533998) (Filer)
Posted: March 27, 2020, 4:15 am
EFFECT - RiverNorth Flexible Municipal Income Fund, Inc. (0001790177) (Filer)
Posted: March 27, 2020, 4:15 am
EFFECT - FT 8622 (0001798014) (Filer)
Posted: March 27, 2020, 4:15 am
EFFECT - Total Plastics, Inc. (0001545603) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - Keystone Tube Company, LLC (0001545607) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - Keystone Service, Inc. (0001803191) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - Castle Metals de Mexicali, S. A. de C. V. (0001803210) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - A.M. Castle & Co. (Canada) Inc. (0001803234) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - Castle Metals de Mexico, S.A. de C.V. (0001803272) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - A. M. Castle & Co. (0000018172) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - HY-Alloy Steels Co (0001803165) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - Ecoark Holdings, Inc. (0001437491) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - Verrica Pharmaceuticals Inc. (0001660334) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - American National Group Inc (0001801075) (Filer)
Posted: March 26, 2020, 4:15 am
EFFECT - Cornell Real Estate Holdings, LLC (0001748501) (Filer)
Posted: March 25, 2020, 4:15 am
EFFECT - CornellCookson, LLC (0001748533) (Filer)
Posted: March 25, 2020, 4:15 am
EFFECT - GPAQ Acquisition Holdings, Inc. (0001791995) (Filer)
Posted: March 25, 2020, 4:15 am