SEC Effective Notices

Latest Filings - Thu, 22 Apr 2021 12:22:56 EDT

EFFECT - Brookfield Real Assets Income Fund Inc. (0001655099) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - Crown Equity Holdings, Inc. (0001103833) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - FOURTH WAVE ENERGY, INC. (0001652958) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - NeuroPace Inc (0001528287) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - BIO KEY INTERNATIONAL INC (0001019034) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - CareCloud, Inc. (0001582982) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - MARVELL TECHNOLOGY GROUP LTD (0001058057) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - Kraig Biocraft Laboratories, Inc (0001413119) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - Zymergen Inc. (0001645842) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - Elys Game Technology, Corp. (0001080319) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - KnowBe4, Inc. (0001664998) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - CareCloud, Inc. (0001582982) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - ASURE SOFTWARE INC (0000884144) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - FIVE PRIME THERAPEUTICS, INC. (0001175505) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - ASURE SOFTWARE INC (0000884144) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - PROCACCIANTI HOTEL REIT, INC. (0001692345) (Filer)
Posted: April 22, 2021, 4:15 am
EFFECT - vTv Therapeutics Inc. (0001641489) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2117 (0001827942) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - Recro Pharma, Inc. (0001588972) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - Portman Ridge Finance Corp (0001372807) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - ACRES Commercial Realty Corp. (0001332551) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - IDEAYA Biosciences, Inc. (0001676725) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - SkyWater Technology, Inc (0001819974) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - DoubleVerify Holdings, Inc. (0001819928) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - Hanover Bancorp, Inc. /NY (0001828588) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - SEACOR HOLDINGS INC /NEW/ (0000859598) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - SEACOR HOLDINGS INC /NEW/ (0000859598) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - SEACOR HOLDINGS INC /NEW/ (0000859598) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - SEACOR HOLDINGS INC /NEW/ (0000859598) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - InspireMD, Inc. (0001433607) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - SEACOR HOLDINGS INC /NEW/ (0000859598) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - ON TRACK INNOVATIONS LTD (0001021604) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - TOUCHSTONE FUNDS GROUP TRUST (0000914243) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - UiPath, Inc. (0001734722) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - TOUCHSTONE FUNDS GROUP TRUST (0000914243) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - NeuroPace Inc (0001528287) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - TOUCHSTONE FUNDS GROUP TRUST (0000914243) (Filer)
Posted: April 21, 2021, 4:15 am
EFFECT - Troika Media Group, Inc. (0001021096) (Filer)
Posted: April 20, 2021, 4:16 am
EFFECT - SOCKET MOBILE, INC. (0000944075) (Filer)
Posted: April 20, 2021, 4:16 am
EFFECT - PAR TECHNOLOGY CORP (0000708821) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - Sorrento Therapeutics, Inc. (0000850261) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - Primis Financial Corp. (0001325670) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - CTO Realty Growth, Inc. (0000023795) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - VIVEVE MEDICAL, INC. (0000879682) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - Troika Media Group, Inc. (0001021096) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - WELLS FARGO & COMPANY/MN (0000072971) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - Pyxis Tankers Inc. (0001640043) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - Clene Inc. (0001822791) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC (0000868578) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - Pyxis Tankers Inc. (0001640043) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - Gabelli Healthcare & WellnessRx Trust (0001391437) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - FLAHERTY & CRUMRINE TOTAL RETURN FUND INC (0001245648) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - ABVC BIOPHARMA, INC. (0001173313) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC (0000882071) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - GABELLI MULTIMEDIA TRUST INC. (0000921671) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc (0001559991) (Filer)
Posted: April 20, 2021, 4:15 am
EFFECT - FS Bancorp, Inc. (0001530249) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - EDAP TMS SA (0001041934) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - INVO Bioscience, Inc. (0001417926) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Farmland Partners Inc. (0001591670) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Vertex Energy Inc. (0000890447) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Brookfield Infrastructure Partners L.P. (0001406234) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Brookfield Infrastructure Corp (0001788348) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Citius Pharmaceuticals, Inc. (0001506251) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Farmmi, Inc. (0001701261) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - CATABASIS PHARMACEUTICALS INC (0001454789) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - TOUCHSTONE FUNDS GROUP TRUST (0000914243) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Golar LNG Partners LP (0001415916) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Stem Holdings, Inc. (0001697834) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Golar LNG Partners LP (0001415916) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Gofba, Inc. (0001735092) (Filer)
Posted: April 19, 2021, 4:15 am
EFFECT - Biomea Fusion, Inc. (0001840439) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Akoya Biosciences, Inc. (0001711933) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - RECURSION PHARMACEUTICALS, INC. (0001601830) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - FT 9329 (0001844192) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Aldeyra Therapeutics, Inc. (0001341235) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - EARTHSTONE ENERGY INC (0000010254) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Lynden Energy Corp. (0001622620) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Sabine River Energy, LLC (0001647013) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Earthstone Operating, LLC (0001647049) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Bold Operating, LLC (0001737567) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Bold Energy III LLC (0001737571) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Lynden USA Inc. (0001737580) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Lynden USA Operating, LLC (0001737584) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Earthstone Energy Holdings, LLC (0001737623) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Independence Resources Land Co A, LLC (0001849865) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Independence Resources Land Co B, LLC (0001850106) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Independence Resources Management, LLC (0001850126) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - EARTHSTONE ENERGY INC (0000010254) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - VISIUM TECHNOLOGIES, INC. (0001082733) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - LENSAR, Inc. (0001320350) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - FT 9295 (0001843319) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - FIRST BUSEY CORP /NV/ (0000314489) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Aerpio Pharmaceuticals, Inc. (0001422142) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - REPUBLIC OF COLOMBIA (0000917142) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - NORTHERN OIL & GAS, INC. (0001104485) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - MUTUAL FUND SERIES TRUST (0001355064) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - NORTHERN OIL & GAS, INC. (0001104485) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Verizon ABS II LLC (0001836995) (Filer)
Posted: April 16, 2021, 4:15 am
EFFECT - Verizon Master Trust (0001844964) (Filer)
Posted: April 16, 2021, 4:15 am