Category: Uncategorized

This Week’s News from the SEC & FINRA (Apr 21, 2017)

For the Week of April 21st, 2017 Welcome to our blog that is dedicated to the variety of news announcements from the SEC and FINRA.  We also take a look at various news from out sources relating to these agencies.…

Highlights from the Atlanta ACG 2017 Capital Connection Conference

Highlights from the Atlanta ACG Capital Connection Conference We recently attended the Atlanta Association for Capital Growth 2017 Capital Connection Conference.  The conference was February 8th & 9th at the Georgia World Congress Center in Atlanta, GA. We have attended…

This Week’s News from the SEC & FINRA (Mar. 3, 2017)

This week we launch a new blog that is dedicated to taking a look at news from the Securities Exchange Commission (SEC) and the Financial Industry Regulatory Agency (FINRA).  The principal focus of this blog will be the variety of…