Fraud Investigation

Blog articles written by Coral Capital Partners on the topic of fraud investigations. Coral Capital Partners has participated in and lead several securities fraud investigations. This has given us incredible insight and experience when examining instances of suspected fraudulent activity. We look at various SEC enforcement actions as well as lessons learned on various projects and other activities involving the investigation of fraud on behalf of our clients.

Market Manipulation and “Noneconomical Trading”

Coral Capital Partners looks at a SEC Enforcement Action for market manipulation and non-economical trading. This is an extremely interesting look at the manipulation of the public market for a micro-cap company’s common stock, how it was accomplished, and the penalties imposed. We also look at the SEC ‘s definition of these types of market manipulation and where they run afoul of the Exchange Act of 1934. This blog and the associated SEC Litigation Release and Complaint filed in Federal Court provide a very interesting read.